John Hoff, Principal
John has over 40 years of experience in the financial services industry, with a focus on the financial markets. He spent 35 years in institutional sales and trading in the debt markets before transitioning to business management, regulatory change and compliance. He has worked for, with, or on behalf of all major securities firms. His clients note that he has a keen understanding of issues, and anticipates issues before they arise. He also understands the continuing impact of rapidly changing technology on all aspects of an organization, and the necessity to continuously upgrade compliance processes and processes to manage these changes with sufficient controls to reduce regulatory risk.
John has a BA in economics from Hobart College, an MBA from Columbia University, and is a Chartered Financial Analyst.